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Blue Hill’s services aim for maximum risk mitigation through standardized, accurate compliance rule coding




System Implementation Projects
  • Project Methodology and planning
  • Provision of Rule Coding and Testing Resource
  • Compliance Asset Hierarchy Design and set-up based on source data 
  • Rule Coding and formulation of Rule Coding Standards
  • Rule Testing and Quality Assurance
System & Quality Audits
  • Conducting audits of compliance system rules against legal documentation
  • Auditing regulatory rule coding functionality against the source Law
  • Auditing pre and post Compliance Violation management process, Compliance Violation history, operating model design and compliance breach resolution process




Op Model & Process Design
  • Providing assistance to Investment Compliance operating model design
  • Helping to define the roles and responsibilities of different departments in the investment compliance process
  • Documenting Operating Model Design and Process maps
BAU Resourcing
  • Provision coding and monitoring resource to support Asset Managers BAU investment compliance functions (including Rule Coding, Rule Testing, Pre-trade violation investigations and overnight violation  investigations)

System Implementation Projects
  • Project Methodology and planning
  • Provision of Rule Coding and Testing Resource
  • Compliance Asset Hierarchy Design and set-up based on source data 
  • Rule Coding and formulation of Rule Coding Standards
  • Rule Testing and Quality Assurance
System & Quality Audits
  • Conducting audits of compliance system rules against legal documentation
  • Auditing regulatory rule coding functionality against the source Law
  • Auditing pre and post Compliance Violation management process, Compliance Violation history, operating model design and compliance breach resolution process


Op Model & Process Design
  • Providing assistance to Investment Compliance operating model design
  • Helping to define the roles and responsibilities of different departments in the investment compliance process
  • Documenting Operating Model Design and Process maps
BAU Resourcing
  • Provision coding and monitoring resource to support Asset Managers BAU investment compliance functions (including Rule Coding, Rule Testing, Pre-trade violation investigations and overnight violation  investigations)